Regulations Governing The Establishment Criteria and Administration of The Industrial Bank Article 10
Industrial banks may make the following types of investments in the securities beyond and within the boundaries :1.Government bonds.2.Short-term transactions instruments.3.Bank debentures and corporate bonds.4.Stocks traded on the Taiwan Stock Exchange or the GreTai Securities Market (among these stocks, domestic stocks include listed stocks, stocks listed on the GreTai Securities Market, emerging stocks issued by an issuing entity which meets a certain rating or above from a rating agency recognized by the Commission, and capital increase stocks which the original shareholders and staff of a listed enterprise and/or over-the-counter enterprise give up subscribing and then are subscribed by the said issuing entity as a particular person at the time of handling commissioned underwriting cases, as well as underwriting stocks of a company which is approved for listing on Taiwan Stock Exchange or GreTai Securities Market), certificates of entitlement to new shares and certificates of entitlement to new share from convertible bond. 5.Fund beneficiary certificates, warrant certificates and call (put) warrants which are privately placed, and collected and issued pursuant to laws and regulations of each country.6.Certificates of deposit and savings bonds issued by the Central Bank of the Republic of China (Taiwan).7.Beneficiary securities and asset-backed securities.8.Debentures issued by an international or a regional financial organization.9.Common trust funds issued pursuant to the Trust Enterprise Act.10.Other securities approved by the Commission. The stocks mentioned in Subparagraph 4 of the preceding Paragraph do not include securities which transaction method is changed pursuant to the Operating Rules of the Taiwan Stock Exchange Corporation and the GreTai Securities Market Rules Governing Securities Trading on Over-the-Counter Markets, or securities which are listed as managed stocks of over-the-counter pursuant to the GreTai Securities Market Rules Governing Review of Securities Traded on Over-the-Counter Markets.
中文原文 工業銀行設立及管理辦法第10條
工業銀行得投資境內及境外有價證券之種類如下：
一、公債。
二、短期票券。
三、金融債券及公司債。
四、集中交易市場或店頭市場交易之股票（其中國內股票部分，包括上市股票、上櫃股票、本會認可之信用評等機構評等達一定等級以上之發行人發行之興櫃股票及辦理受託承銷案件時，以特定人身分，參與認購上市、上櫃企業原股東與員工放棄認購之增資股份及核准上市、上櫃公司之承銷中股票）、新股權利證書及債券換股權利證書。
五、依各國法令規定募集發行及私募之基金受益憑證、認股權憑證及認購（售）權證。
六、中央銀行定期存單及中央銀行儲蓄券。
七、受益證券及資產基礎證券。
八、國際性或區域性金融組織發行之債券。
九、依信託業法發行之共同信託基金。
十、經本會核准之其他有價證券。
前項第四款股票，不包括依據台灣證券交易所股份有限公司營業細則、財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣有價證券業務規則之規定列為變更交易方法有價證券者，或依據財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣有價證券審查準則規定列為櫃檯買賣管理股票者。
一、公債。
二、短期票券。
三、金融債券及公司債。
四、集中交易市場或店頭市場交易之股票（其中國內股票部分，包括上市股票、上櫃股票、本會認可之信用評等機構評等達一定等級以上之發行人發行之興櫃股票及辦理受託承銷案件時，以特定人身分，參與認購上市、上櫃企業原股東與員工放棄認購之增資股份及核准上市、上櫃公司之承銷中股票）、新股權利證書及債券換股權利證書。
五、依各國法令規定募集發行及私募之基金受益憑證、認股權憑證及認購（售）權證。
六、中央銀行定期存單及中央銀行儲蓄券。
七、受益證券及資產基礎證券。
八、國際性或區域性金融組織發行之債券。
九、依信託業法發行之共同信託基金。
十、經本會核准之其他有價證券。
前項第四款股票，不包括依據台灣證券交易所股份有限公司營業細則、財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣有價證券業務規則之規定列為變更交易方法有價證券者，或依據財團法人中華民國證券櫃檯買賣中心證券商營業處所買賣有價證券審查準則規定列為櫃檯買賣管理股票者。