Regulations Governing Centralized Securities Depository Enterprises Article 28
No director, supervisor, or employee of a CSDE shall engage in any of the following acts:1.To trade securities directly or indirectly on information which the person learned from performing duties. 2.To disclose any confidential information which the person learned from performing duties. 3.To engage in any act which may be false, fraudulent, involving withholding of information or omission, or misleading to others while handling the book-entry, custody or registration of securities. 4.Any other acts in violation of laws and regulations.
中文原文 證券集中保管事業管理規則第28條
證券集中保管事業之董事、監察人或受僱人,不得有下列行為:
一、以職務上所知悉之消息,直接或間接從事有價證券買賣之交易活動。
二、洩漏職務上所獲悉之秘密。
三、辦理有價證券帳簿劃撥、保管或登錄,有虛偽、詐欺、隱匿、遺漏或其他足致他人誤信之行為。
四、其他違反法令情事。
一、以職務上所知悉之消息,直接或間接從事有價證券買賣之交易活動。
二、洩漏職務上所獲悉之秘密。
三、辦理有價證券帳簿劃撥、保管或登錄,有虛偽、詐欺、隱匿、遺漏或其他足致他人誤信之行為。
四、其他違反法令情事。