Regulations Governing Centralized Securities Depository Enterprises Article 14
A CSDE shall establish its Rules of Operation in connection with the following matters and submit such rules to the FSC for approval. This also applies in the occasion of amendment.1.Business hours and holidays. 2.Opening and closure of accounts. 3.Subjects to which the securities custody service will be provided and the method of custody. 4.Matters concerning account books of securities in the custody. 5.Matters concerning book-entry of securities in the custody. 6.Matters concerning pledge of securities in the custody. 7.Matters concerning distribution of securities through book-entry system. 8.Matters concerning transfer of securities in the custody. 9.Matters concerning delivery and withdrawal of securities in the custody. 10.Processing of matters relating to loss, defect, or destruction of securities in the custody. 11.Matters concerning the control of deposit and withdrawal of securities in the custody and its storage management. 12.Matters concerning registration of issuance of book-entry securities. 13.Other matters relating to custody and book-entry. The business operation of a CSDE shall be conducted in accordance with the Rules of Operation as provided in the preceding paragraph.
中文原文 證券集中保管事業管理規則第14條
證券集中保管事業應就下列事項擬訂業務操作辦法，申報本會核定；修正時，亦同：
一、營業時間及假日事項。
二、開戶及銷戶事項。
三、保管有價證券之對象及保管方式事項。
四、保管有價證券之帳簿事項。
五、保管有價證券之帳簿劃撥事項。
六、保管有價證券之質權作業事項。
七、有價證券帳簿劃撥之配發作業事項。
八、保管有價證券之過戶事項。
九、保管有價證券之送存及領回事項。
十、保管有價證券遺失、瑕疵或滅失處理事項。
十一、保管有價證券進出管制與庫存管理事項。
十二、有價證券無實體發行之登錄事項。
十三、其他有關保管劃撥事項。
證券集中保管事業經營業務，應依前項業務操作辦法為之。
一、營業時間及假日事項。
二、開戶及銷戶事項。
三、保管有價證券之對象及保管方式事項。
四、保管有價證券之帳簿事項。
五、保管有價證券之帳簿劃撥事項。
六、保管有價證券之質權作業事項。
七、有價證券帳簿劃撥之配發作業事項。
八、保管有價證券之過戶事項。
九、保管有價證券之送存及領回事項。
十、保管有價證券遺失、瑕疵或滅失處理事項。
十一、保管有價證券進出管制與庫存管理事項。
十二、有價證券無實體發行之登錄事項。
十三、其他有關保管劃撥事項。
證券集中保管事業經營業務，應依前項業務操作辦法為之。