Regulations Governing Centralized Securities Depository Enterprises Article 10
Reports shall be filed with the FSC should a CSDE encounter any of the following situations:1.Opening and closure of accounts by participants with the CSDE. 2.Any resolution adopted at a directors or shareholders meeting. 3.Any change with regard to directors, supervisors, or managerial officers. 4.Any change in ownership of shares. 5.Any other matter of which the filing is required by the FSC. For the situations under subparagraphs 1 and 2 of the preceding paragraph, the CSDE shall file the report with the FSC within 5 days from occurrence of the fact; for situations under subparagraphs 3 and 4, the CSDE shall compile them in status reports to be filed with the FSC on a monthly basis.
中文原文 證券集中保管事業管理規則第10條
證券集中保管事業有下列情事之一者，應向本會申報：
一、股東會或董事會決議。
二、董事、監察人或經理人之異動。
三、參加人於證券集中保管事業開戶或銷戶。
四、股權異動。
五、其他經本會規定應申報事項。
前項第一款及第二款之情事，應於事實發生後或異動後五日內向本會申報；第三款及第四款之情事，應將異動情形按月彙報本會。
一、股東會或董事會決議。
二、董事、監察人或經理人之異動。
三、參加人於證券集中保管事業開戶或銷戶。
四、股權異動。
五、其他經本會規定應申報事項。
前項第一款及第二款之情事，應於事實發生後或異動後五日內向本會申報；第三款及第四款之情事，應將異動情形按月彙報本會。