Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms Article 2
To conduct money lending in connection with securities business, a securities firm shall obtain the approval of the competent authority."Money lending in connection with securities business" in the preceding paragraph means any financing business the securities firm and customer agree to engage in to meet needs for purchases of securities by the customer.The scope of financing by securities firms conducting securities business money lending shall be drafted by the Taiwan Stock Exchange Corporation ("TWSE") in joint consultation with the Taipei Exchange ("TPEx"), and submitted to the competent authority for final approval.
中文原文 證券商辦理證券業務借貸款項管理辦法第2條
證券商辦理證券業務借貸款項，應經主管機關核准。
前項所稱證券業務借貸款項，指證券商與客戶約定，為因應客戶購買有價證券之需，所從事之資金融通業務。
證券商辦理證券業務借貸款項融通範圍，由臺灣證券交易所股份有限公司（以下簡稱證券交易所）會同財團法人中華民國證券櫃檯買賣中心（以下簡稱證券櫃檯買賣中心）擬訂，報請主管機關核定。
前項所稱證券業務借貸款項，指證券商與客戶約定，為因應客戶購買有價證券之需，所從事之資金融通業務。
證券商辦理證券業務借貸款項融通範圍，由臺灣證券交易所股份有限公司（以下簡稱證券交易所）會同財團法人中華民國證券櫃檯買賣中心（以下簡稱證券櫃檯買賣中心）擬訂，報請主管機關核定。