Regulations Governing Securities Firms Article 49-1
Securities firms or their subsidiaries investing in securities or futures institutions in the Mainland China area shall comply with the provisions of the Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area.Securities firms or their subsidiaries investing in non-securities/non-futures institutions in the Mainland China area shall apply to the FSC for permission.
中文原文 證券商管理規則第49-1條
證券商或其子公司投資大陸地區證券期貨機構，應依臺灣地區與大陸地區證券期貨業務往來及投資許可管理辦法規定辦理。
證券商或其子公司投資大陸地區非證券期貨機構應向本會申請許可。
證券商或其子公司投資大陸地區非證券期貨機構應向本會申請許可。