Regulations Governing Securities Firms Article 20
Except in a case involving its equity investment in another enterprise as approved by the FSC, a securities firm, when exercising rights on any company shares that it has acquired shall do so for the greatest benefit of the company and may not directly or indirectly participate in the operation of the issuer company or other inappropriate actions.Except where otherwise provided by law or regulation, a securities firm exercising voting rights of stock it holds in a public company shall dispatch a personnel member to attend and do so as its representative.
中文原文 證券商管理規則第20條
證券商除經本會核准之轉投資事業外，其取得公司股份股權之行使應基於公司之最大利益，不得直接或間接參與該發行公司經營或有不當之安排情事。
證券商行使持有公開發行公司股票之表決權，除法令另有規定外，應由證券商指派人員代表出席為之。
證券商行使持有公開發行公司股票之表決權，除法令另有規定外，應由證券商指派人員代表出席為之。