Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms Article 32

When a securities firm applies to the FSC for issuance of a permit license pursuant to Article 12 and Article 15 herein, it shall pay a license fee as follows:1. Where the business is to be operated by the head office, a license fee of NT$5,000 shall be paid; and2. Where the business is to be operated by a branch office, a license fee of NT$3,000 shall be paid for each branch office.When a futures introducing broker applies to the FSC for replacement of the permit license, it shall pay a license fee of NT$1,500.No license fee shall be paid if the permit license is replaced as a result of adjustment of administration zone or change of street address due to adjustment of door plate.