Standards Governing the Establishment of Securities Firms Article 33-2
In filing an application with the FSC for approval to establish a representative office within the territory of the ROC, a foreign securities firm shall submit all of the following documentation:1. Application for the establishment of a representative office.2. Securities business license issued by the securities regulatory agency or equivalent agency of the home country and documents certifying compliance with the qualification requirements under Article 33-1.3. Certified copy of its articles of incorporation or document equivalent to articles of incorporation.4. Certified copy of the minutes of the board of directors meeting at which the resolution to establish a representative office in the ROC was made.5. Balance sheets audited and attested by CPAs for the most recent 3 years.6. Certified copy of the power of attorney designating the representative.7. Resume of the authorized representative.8. Certified copy of the power of attorney designating the agent for the purpose of applying to the FSC for establishment of the representative office.9. Other documents as required by the FSC.If any of the aforesaid documentation in foreign language, it must be accompanied by a Chinese translation.
中文原文 證券商設置標準第33-2條
外國證券商申請在中華民國境內設置代表人辦事處，應具備左列書件，向本會申請核准：
一、設置代表人辦事處之申請書。
二、其本國證券主管機關或相關機構所發證券商執照及證明第三十三條之一規定之文件簽證本。
三、公司章程或相當於公司章程簽證本。
四、董事會對於申請在中華民國設立代表人辦事處之決議錄簽證本。
五、最近三年經會計師查核簽證資產負債表簽證本。
六、指派代表人之授權書簽證本。
七、代表人履歷表。
八、該證券商申請設立代表人辦事處之代理人授權書簽證本。
九、其他經本會規定應提出之文件。
前項各類文件，其屬外文者，均須附具中文譯本。
一、設置代表人辦事處之申請書。
二、其本國證券主管機關或相關機構所發證券商執照及證明第三十三條之一規定之文件簽證本。
三、公司章程或相當於公司章程簽證本。
四、董事會對於申請在中華民國設立代表人辦事處之決議錄簽證本。
五、最近三年經會計師查核簽證資產負債表簽證本。
六、指派代表人之授權書簽證本。
七、代表人履歷表。
八、該證券商申請設立代表人辦事處之代理人授權書簽證本。
九、其他經本會規定應提出之文件。
前項各類文件，其屬外文者，均須附具中文譯本。