Standards Governing the Establishment of Securities Firms Article 26-1
A securities firm that has applied to establish a branch office or representative office overseas or a financial institution concurrently operating securities business that has applied for its overseas branch office to concurrently operate securities business shall, after obtaining approval for establishment from the local competent authority, submit all of the following documentation to the FSC for recordation before commencing business:1. Photocopy of the document issued by the local competent authority to approve the establishment.2. List of managers and associated persons or representatives.3. Date of establishment and detailed address.4. For establishment of a branch office, the business items the local competent authority has approved for operation shall also be submitted.
中文原文 證券商設置標準第26-1條
證券商申請在國外設置分支機構或代表人辦事處，或兼營證券業務之金融機構申請其國外分支機構兼營證券業務，經當地主管機關核准設置後，應於開業前檢具下列資料向本會申報備查：
一、當地主管機關核准設立之文件影本。
二、經理人及業務人員或代表人名冊。
三、設立日期及詳細地址。
四、設置分支機構者，應再檢具當地主管機關核准經營之業務項目。
一、當地主管機關核准設立之文件影本。
二、經理人及業務人員或代表人名冊。
三、設立日期及詳細地址。
四、設置分支機構者，應再檢具當地主管機關核准經營之業務項目。