Standards Governing the Establishment of Securities Firms Article 24-3
The business items that a simple branch office of a securities firm may handle are limited to the following:1. Wealth management business.2. Business solicitation and account opening preparatory operations for securities brokerage business.3. Other business as approved by the FSC.A securities firm simple branch office conducting wealth management business shall do so in accordance with the provisions regarding branch offices in the Directions for the Conduct of Wealth Management Business by Securities Firms.
中文原文 證券商設置標準第24-3條
證券商簡易分支機構得辦理之營業項目，以下列各款為限：
一、財富管理業務。
二、證券經紀業務之招攬及開戶前置作業。
三、其他經本會核准業務。
證券商簡易分支機構辦理財富管理業務，應依證券商辦理財富管理業務應注意事項有關分支機構之規定辦理。
一、財富管理業務。
二、證券經紀業務之招攬及開戶前置作業。
三、其他經本會核准業務。
證券商簡易分支機構辦理財富管理業務，應依證券商辦理財富管理業務應注意事項有關分支機構之規定辦理。