Regulations Governing Responsible Persons and Associated Persons of Securities Firms Article 20
An associated person of a securities firm shall be deemed to be acting under the authorization of the securities firm when engaging in the business under any subparagraph of Article 2, paragraph 2.
中文原文 證券商負責人與業務人員管理規則第20條
證券商之業務人員，於從事第二條第二項各款業務所為之行為，視為該證券商授權範圍內之行為。