Regulations Governing Responsible Persons and Associated Persons of Securities Firms Article 17
An associated person who fails to participate in pre-service or in-service training, or who fails the training and furthermore fails to pass retraining within 1 year, shall have their associated person registration canceled.
中文原文 證券商負責人與業務人員管理規則第17條
證券商之業務人員，不參加職前訓練或在職訓練，或參加訓練成績不合格，於一年內再行補訓，成績仍不合格者，應註銷業務人員登記。