Regulations Governing Responsible Persons and Associated Persons of Securities Firms Article 16
The FSC or the training institution shall issue a training completion certificate to associated persons who participate in and pass the pre-service or in-service training, and shall submit the training performance evaluation to the employer institution for reference in performance evaluation, promotion, and assignment of work. The FSC or training institution may reward those who are outstanding in performance.
中文原文 證券商負責人與業務人員管理規則第16條
證券商之業務人員，參加職前訓練或在職訓練，成績合格者，由本會或訓練機構發給結業證書，並將訓練成績送服務機構作為考績、升遷及工作指派之參考；成績特優者，由本會或訓練機構給予獎勵。