Regulations Governing Securities Dealers Associations Article 4
Prior to submitting the annual budget, the securities dealers association shall formulate an annual operational plan and budget and report it to the FSC for approval, and shall do the same for any amendments thereto. Within 15 days from the end of each quarter, the securities dealers association shall file a report for recordation with the FSC describing the implementation of the annual operational plan and budget as of the end of that quarter.The securities dealers association shall implement the annual operational plan and budget approved by the FSC.
中文原文 證券商同業公會業務管理規則第4條
證券商同業公會應於提報年度總預算前，擬具年度業務計畫與預算，申報本會核定，修正時亦同；於每季結束後十五日內，編製年度業務計畫與預算截至該季之執行情形，申報本會備查。
證券商同業公會應依本會核定之年度業務計畫與預算執行之。
證券商同業公會應依本會核定之年度業務計畫與預算執行之。