Regulations Governing Securities Dealers Associations Article 21
The directors, supervisors, or employees of a securities dealers association may not engage in any of the following conducts:1. To directly or indirectly engage in securities transactions by using information learned as a result of his or her position.2. To disclose any confidential information acquired as a result of his or her position which is not in response to an inquiry undertaken pursuant to laws and regulations.3. To do any falsehood, fraud, or other action sufficient to mislead others while engaging in business matters related to securities transactions.4. To otherwise violate securities laws and regulations or of any requirement or prohibition set out by the FSC.
中文原文 證券商同業公會業務管理規則第21條
證券商同業公會之理事、監事及會務工作人員不得有下列行為：
一、以職務上所知悉之消息，直接或間接從事有價證券買賣之交易活動。
二、非依法令所為之查詢，洩露職務上所獲悉之秘密。
三、辦理有價證券交易等有關業務時，有虛偽、詐欺或其他足致他人誤信之虞之行為。
四、其他違反證券管理法令或本會規定應為或不得為之情事。
一、以職務上所知悉之消息，直接或間接從事有價證券買賣之交易活動。
二、非依法令所為之查詢，洩露職務上所獲悉之秘密。
三、辦理有價證券交易等有關業務時，有虛偽、詐欺或其他足致他人誤信之虞之行為。
四、其他違反證券管理法令或本會規定應為或不得為之情事。