Regulations Governing Securities Dealers Associations Article 20
In cases where employees at a securities dealers association fail to or do not correctly execute duties, the securities dealers association shall terminate their contracts, discharge them from their positions, or otherwise take appropriate measurements.
中文原文 證券商同業公會業務管理規則第20條
證券商同業公會會務工作人員就應執行之業務事項有怠於執行或未確實執行者,所屬證券商同業公會應予以解聘、解僱或為適當之處置。