Regulations Governing Securities Finance Enterprises Article 57

The proprietary capital of a securities finance enterprise may not be loaned to others or used for other purposes except business operating needs. Utilization of this capital is limited to the following:1.Bank deposit.2.Purchase of short-term bills.3.Purchase of government bonds or financial bonds.4.Purchase of securities investment trust fund beneficial certificates.5.Purchase of bank-guaranteed corporate bonds.6.Purchase of real properties for business uses.7.Other uses approved by the competent authority.The scope, ratio, and amount for Items 4 to 6 of the preceding Paragraph will be set by the competent authority.
中文原文 證券金融事業管理規則第57條
證券金融事業之自有資金,除經營業務所需者外,不得貸與他人或移作他項用途。
其資金之運用,以下列為限:
一、銀行存款。
二、購買短期票券。
三、購買政府債券或金融債券。
四、購買證券投資信託基金受益憑證。
五、購買銀行保證之公司債。
六、購置營業用之不動產。
七、其他經主管機關核准之用途。
前項第四款至第六款之範圍、比率及額度,由主管機關定之。

English translation for reference only; the Chinese text prevails. Not legal advice.