Regulations Governing Securities Finance Enterprises Article 56
Securities finance enterprises may obtain capital or stocks for liquidity according to the following methods:1.Obtaining financing from banks or other institutions.2.Issuing commercial paper or corporate bonds.3.Borrowing securities from the TWSE securities borrowing and lending system.4.Borrowing securities through competitive auction lending transactions or negotiated lending transactions.5.Purchasing securities by reverse auction through the TWSE or TPEx.The issuance amount of commercial paper of subparagraph 2 of the preceding Paragraph shall not exceed 6 times the net worth of that enterprise, and shall be solely for the purpose of funds for use in the operation of the businesses set out in the subparagraphs of paragraph 1 of Article 5. is limited toIf a securities finance enterprise has deficiencies in its financial or business affairs and has been unable to effectively improve within the given time limit, or if there has been a material violation of the regulations, or if its net worth per share is below its par value, the competent authority will adjust the multiple of the rule in the preceding paragraph according to the seriousness of the situation.
中文原文 證券金融事業管理規則第56條
證券金融事業得依下列方式取得資金或證券，以供週轉調度之用：
一、向各行局庫融資。
二、發行商業本票、公司債。
三、向證券交易所借券系統借入證券。
四、以標借或議借方式借入證券。
五、經由證券交易所或證券櫃檯買賣中心標購證券。
前項第二款發行商業本票之總額，不得超過該事業淨值之六倍，並以辦理第五條第一項各款業務之資金運用為限。
證券金融事業有財務、業務上之缺失，經限期改善而未具成效、或有重大違規情事、或每股淨值低於面額者，主管機關得視情節之輕重調整前項規定之倍數。
一、向各行局庫融資。
二、發行商業本票、公司債。
三、向證券交易所借券系統借入證券。
四、以標借或議借方式借入證券。
五、經由證券交易所或證券櫃檯買賣中心標購證券。
前項第二款發行商業本票之總額，不得超過該事業淨值之六倍，並以辦理第五條第一項各款業務之資金運用為限。
證券金融事業有財務、業務上之缺失，經限期改善而未具成效、或有重大違規情事、或每股淨值低於面額者，主管機關得視情節之輕重調整前項規定之倍數。