Regulations Governing Securities Finance Enterprises Article 36
A securities finance enterprise that provides securities settlement financing shall establish operating rules for such business and submit them to the competent authority for approval.The operating rules referred to in the preceding paragraph shall clearly state the following matters:1.Opening of financing accounts.2.The terms and conditions for opening a financing account.3.Application for and repayment of financing.4.Calculation of the collateral financing ratio.5.Calculation of the collateral maintenance ratio.6.The types of collateral, ratios, and deadline for replenishment of collateral.7.The disposition of collateral.8.Other matters which must be stated in accordance with the regulations of the competent authority.A securities finance enterprise that provides securities settlement financing shall proceed in accordance with the operating rules under the paragraph 1.
中文原文 證券金融事業管理規則第36條
證券金融事業辦理有價證券交割款項融資，應擬訂有價證券交割款項融資業務操作辦法，報經主管機關核定。
前項業務操作辦法，應載明下列事項：
一、融資帳戶之開立。
二、開戶條件。
三、融資之申請及償還。
四、擔保品融資比率之計算。
五、擔保維持率之計算。
六、擔保品補繳之種類、比率及期限。
七、擔保品處分。
八、其他經主管機關規定應記載之事項。
證券金融事業辦理有價證券交割款項融資，應依第一項業務操作辦法為之。
前項業務操作辦法，應載明下列事項：
一、融資帳戶之開立。
二、開戶條件。
三、融資之申請及償還。
四、擔保品融資比率之計算。
五、擔保維持率之計算。
六、擔保品補繳之種類、比率及期限。
七、擔保品處分。
八、其他經主管機關規定應記載之事項。
證券金融事業辦理有價證券交割款項融資，應依第一項業務操作辦法為之。