Regulations Governing Securities Finance Enterprises Article 34
Securities settlement financing refers to the business of a securities financing enterprise in providing cash financing for settlement of purchases of securities by a customer, after having obtained collateral provided by the customer.The purpose of the financing, the scope of collateral for the financing, the amount of financing, collateral limit, and the financing ratio and financing period that apply when a securities financing enterprise provides securities settlement financing shall be regulated by the competent authority.
中文原文 證券金融事業管理規則第34條
有價證券交割款項融資,指證券金融事業於取得客戶提供之擔保品後,就客戶購買有價證券交割之需,所從事之資金融通業務。
證券金融事業辦理有價證券交割款項融資,其融資用途、融資擔保品範圍、融資額度、融資擔保品限額、融資比率及融資期限,由主管機關定之。
證券金融事業辦理有價證券交割款項融資,其融資用途、融資擔保品範圍、融資額度、融資擔保品限額、融資比率及融資期限,由主管機關定之。