Regulations Governing Securities Investment Consulting Enterprises (Originally Adopted 2004.10.30) Article 25-7
Self-regulatory rules for the provision of robo-advisor services, and any amendments thereto, shall be drafted by the SITCA and reported to the FSC for approval.A provider of robo-advisor services shall adopt an internal control system or internal management system, and implement it, in accordance with the self-regulatory rules under the preceding paragraph.
中文原文 證券投資顧問事業管理規則(931030訂定)第25-7條
提供自動化投資顧問服務之自律規範,由同業公會擬訂,報經本會核定;修正時,亦同。
提供自動化投資顧問服務者應依前項自律規範訂定內部控制制度或內部管理制度,並執行之。
提供自動化投資顧問服務者應依前項自律規範訂定內部控制制度或內部管理制度,並執行之。