Regulations Governing Securities Investment Consulting Enterprises (Originally Adopted 2004.10.30) Article 25-6
The securities investment consulting contract entered into between a provider of robo-advisor services and its customer, in addition to conforming to the provisions of Article 10, additionally shall at least specify the following:1. The content of and fee-charging method for the robo-advisor services.2. The operating methods, important basic assumptions, and limitations on automatically generating investment portfolio recommendations and executing rebalancing trades through the system through algorithms.3. The target scope for the provision of the robo-advisor services and the agreed operation methods for investment portfolio recommendations.4. The execution thresholds and agreed conditions for rebalancing trades.5. Risk notices of which to inform customers before providing robo-advisor services.
中文原文 證券投資顧問事業管理規則（931030訂定）第25-6條
提供自動化投資顧問服務者，與客戶訂定之證券投資顧問契約，除應符合第十條規定外，並至少應載明下列事項：
一、自動化投資顧問服務之內容及收費方式。
二、透過演算法由系統自動產生投資組合建議及執行再平衡交易之運作方式、重要基本假設與限制。
三、提供自動化投資顧問服務之標的範圍及投資組合建議約定運作方式。
四、再平衡交易之執行門檻及約定條件。
五、提供自動化投資顧問服務前告知客戶風險注意事項。
一、自動化投資顧問服務之內容及收費方式。
二、透過演算法由系統自動產生投資組合建議及執行再平衡交易之運作方式、重要基本假設與限制。
三、提供自動化投資顧問服務之標的範圍及投資組合建議約定運作方式。
四、再平衡交易之執行門檻及約定條件。
五、提供自動化投資顧問服務前告知客戶風險注意事項。