Standards Governing the Establishment of Securities Investment Consulting Enterprises Article 23
A trust enterprise applying to concurrently operate discretionary investment business or securities investment consulting business pursuant to these Standards shall do so in its institutional name.A trust enterprise that concurrently operates the discretionary investment business under subparagraph 1 or 2 of paragraph 1 of the preceding Article shall allocate operating capital, earmarked for that business, in an amount not less than that specified in Article 5, paragraph 1, subparagraph 1 of the Discretionary Investment Regulations.The operating capital that a trust enterprise has allocated for securities investment trust business it concurrently operates, if applicable, may be calculated into the amount required by the preceding paragraph.The operating capital that a trust enterprise allocates for the concurrently operation of discretionary investment business may be used only for that exclusive purpose, and, unless an application has been made to concurrently operate securities investment trust business pursuant to Article 6 of the SITC Act, or unless otherwise provided in any other law, may not be used for purposes of any non-discretionary investment business or other business.
中文原文 證券投資顧問事業設置標準第23條
信託業依本標準申請兼營全權委託投資業務或證券投資顧問業務者，應以機構名義為之。
信託業兼營前條第一項第一款或第二款全權委託投資業務者，應指撥專用營運資金；其金額不得低於全權委託管理辦法第五條第一項第一款所定之金額。
信託業兼營證券投資信託業務已指撥之營運資金得併入前項計算。
信託業兼營全權委託投資業務之指撥營運資金應專款經營，除依本法第六條規定申請兼營證券投資信託業務，或其他法律另有規定外，不得流用於非全權委託投資業務及其他業務。
信託業兼營前條第一項第一款或第二款全權委託投資業務者，應指撥專用營運資金；其金額不得低於全權委託管理辦法第五條第一項第一款所定之金額。
信託業兼營證券投資信託業務已指撥之營運資金得併入前項計算。
信託業兼營全權委託投資業務之指撥營運資金應專款經營，除依本法第六條規定申請兼營證券投資信託業務，或其他法律另有規定外，不得流用於非全權委託投資業務及其他業務。