Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises Article 5-3
An investment manager of a SICE conducting discretionary investment business shall possess one of the qualifications set out in Article 5-1, paragraph 1, subparagraphs 1 to 5.
中文原文 證券投資顧問事業負責人與業務人員管理規則第5-3條
證券投資顧問事業從事全權委託投資業務之投資經理人,應具備第五條之一第一項第一款至第五款資格之一。