Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises Article 14
A person who fails to attend the training required under Article 12, or who fails to pass the training and undergoes the training again within 1 year but still fails to pass, may not serve in the position of associated person, and the SITCA shall void the associated person registration of that person.
中文原文 證券投資顧問事業負責人與業務人員管理規則第14條
未參加第十二條訓練或訓練未能取得合格成績於一年內再行補訓仍不合格者，不得充任業務人員，並由同業公會撤銷其業務人員登錄。