Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Article 19-2
A SITE or a SICE conducting discretionary investment business shall adopt rules governing the use of information and communications equipment, and shall specify in its internal control system relevant preventive measures for potential conflicts of interest and scrupulously implement them.
中文原文 證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法第19-2條
證券投資信託事業或證券投資顧問事業經營全權委託投資業務，應訂定資訊及通訊設備使用管理規範，就可能衍生之利益衝突應於內部控制制度明定相關防範措施，並確實執行。