Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Article 19-1
Except where the FSC provides otherwise, the supervisor of a department dedicated to discretionary investment business and the discretionary investment manager at a SITE or a SICE and that person's spouse, minor children, and other persons in whose name that person makes transactions may not engage in trading of a given company's shares and equity-type derivative products from the time that the SITE or SICE decides to utilize discretionary investment assets to engage in trading of the given company's shares or equity-type derivative financial products until such time as the given company's shares or equity-type derivative financial products are no longer held as part of the discretionary assets.
中文原文 證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法第19-1條
證券投資信託事業或證券投資顧問事業全權委託投資業務專責部門主管與投資經理人，其本人、配偶、未成年子女及被本人利用名義交易者，除本會另有規定外，於證券投資信託事業或證券投資顧問事業決定運用委託投資資產從事某種公司股票及具股權性質之衍生性金融商品交易時起，至委託投資資產不再持有該公司股票及具股權性質之衍生性金融商品時止，不得從事該公司股票及具股權性質之衍生性商品交易。