Standards Governing the Establishment of Securities Investment Trust Enterprises Article 32
When a futures trust enterprise concurrently operates securities investment trust business, the functions of associated persons engaging in investment or trading decision-making for any of its offered securities investment trust funds may not be performed concurrently by any of its futures trust fund managers, and vice versa.
中文原文 證券投資信託事業設置標準第32條
期貨信託事業兼營證券投資信託業務,辦理募集證券投資信託基金之投資或交易決策業務人員,不得與期貨信託基金經理人相互兼任。