Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises Article 20
A responsible person or associated person of a SITE may not trade in any closed-end fund issued by the SITE in his or her own name or in the name of a spouse, minor son or daughter, or other person in whose name he or she transacts.Persons under the preceding paragraph subscribing to an open-end fund issued by the employer shall be restricted from applying for redemption of [fund units] during a minimum holding period.Unless otherwise provided by the FSC or contract, the minimum holding period referred to in the preceding paragraph is one month, counted from one of the following dates:1. In the case of a newly offered fund, the date of establishment of the fund.2. In the case of an existing fund, the date of the given subscription.
中文原文 證券投資信託事業負責人與業務人員管理規則第20條
證券投資信託事業之負責人與業務人員，其本人、配偶、未成年子女及被本人利用名義交易者，不得買賣其所屬證券投資信託事業發行之封閉式基金。
前項人員申購其所服務公司發行之開放式基金，應受最低持有期間內不得請求買回之限制。
前項最低持有期間，除本會或契約另有規定外，為一個月，並自下列期日起算：
一、新募集基金為基金成立日。
二、已成立基金為每筆申購日。
前項人員申購其所服務公司發行之開放式基金，應受最低持有期間內不得請求買回之限制。
前項最低持有期間，除本會或契約另有規定外，為一個月，並自下列期日起算：
一、新募集基金為基金成立日。
二、已成立基金為每筆申購日。