Securities Investment Trust and Consulting Act Article 4
The term "securities investment consulting" as used in this Act means providing analysis, opinions, or recommendations on matters relating to investment in or trading of securities, securities-related products, or other items approved by the Competent Authority, in return for compensation obtained directly or indirectly from a principal or third party.The term "securities investment consulting enterprise" as used in this Act means an institution that operates securities investment consulting businesses with the permission of the Competent Authority.The types of business operated by securities investment consulting enterprises are as follows:1.Securities investment consulting business.2.Discretionary investment business.3.Other relevant business permitted by the Competent Authority.A securities investment consulting enterprise shall report the types of business it will operate to the Competent Authority and apply for its approval.
中文原文 證券投資信託及顧問法第4條
本法所稱證券投資顧問，指直接或間接自委任人或第三人取得報酬，對有價證券、證券相關商品或其他經主管機關核准項目之投資或交易有關事項，提供分析意見或推介建議。
本法所稱證券投資顧問事業，指經主管機關許可，以經營證券投資顧問為業之機構。
證券投資顧問事業經營之業務種類如下：
一、證券投資顧問業務。
二、全權委託投資業務。
三、其他經主管機關核准之有關業務。
證券投資顧問事業經營之業務種類，應報請主管機關核准。
本法所稱證券投資顧問事業，指經主管機關許可，以經營證券投資顧問為業之機構。
證券投資顧問事業經營之業務種類如下：
一、證券投資顧問業務。
二、全權委託投資業務。
三、其他經主管機關核准之有關業務。
證券投資顧問事業經營之業務種類，應報請主管機關核准。