Securities Investment Trust and Consulting Act Article 3
The term "securities investment trust" as used in this Act means offering securities investment trust funds and issuing beneficiary certificate to unspecified persons, or privately placing securities investment trust funds and delivering beneficiary certificate to specified persons, and investing in or trading securities, securities-related products, or other items approved by the Competent Authority.The term "securities investment trust enterprise" as used in this Act means an institution that operates securities investment trust businesses with the permission of the Competent Authority.The types of business operated by securities investment trust enterprises are as follows:1.Securities investment trust business.2.Discretionary investment business.3.Other relevant business permitted by the Competent Authority.A securities investment trust enterprise shall report the types of business it will operate to the Competent Authority and apply for its approval.
中文原文 證券投資信託及顧問法第3條
本法所稱證券投資信託,指向不特定人募集證券投資信託基金發行受益憑證,或向特定人私募證券投資信託基金交付受益憑證,從事於有價證券、證券相關商品或其他經主管機關核准項目之投資或交易。
本法所稱證券投資信託事業,指經主管機關許可,以經營證券投資信託為業之機構。
證券投資信託事業經營之業務種類如下:
一、證券投資信託業務。
二、全權委託投資業務。
三、其他經主管機關核准之有關業務。
證券投資信託事業經營之業務種類,應報請主管機關核准。
本法所稱證券投資信託事業,指經主管機關許可,以經營證券投資信託為業之機構。
證券投資信託事業經營之業務種類如下:
一、證券投資信託業務。
二、全權委託投資業務。
三、其他經主管機關核准之有關業務。
證券投資信託事業經營之業務種類,應報請主管機關核准。