Securities Investment Trust and Consulting Act Article 114
If the Securities Investment Trust and Consulting Association violates provisions of the regulations prescribed by the Competent Authority under Article 86 concerning regulation or supervision of Securities Investment Trust and Consulting Association business, it shall be fined an administrative fine of not less than NT$120,000 and not more than NT$1.2 million, and ordered to make corrections within a specified period; if it fails to make corrections within such period, consecutive administrative fines of two to five times that amount may be imposed for each instance of failure until such time as corrections have been made.
中文原文 證券投資信託及顧問法第114條
同業公會違反主管機關依第八十六條所定規則有關對於同業公會之業務規範或監督規定者，處新臺幣十二萬元以上一百二十萬元以下罰鍰，並責令限期改善；屆期不改善者，得按次連續處二倍至五倍罰鍰至改善為止。