Securities Investment Trust and Consulting Act Article 112

Any of the following offenses shall be punished by an administrative fine of not less than NT$300,000 and not more than NT$1.5 million, and the offender will be ordered to make corrections within a specified period; if the offender fails to make corrections within such period, consecutive administrative fines of two to five times that amount may be imposed for each instance of failure until such time as corrections have been made:1.failing to deliver a prospectus in accordance with Article 15, paragraph 1.2.using a name similar to "securities investment trust enterprise" or "securities investment consulting enterprise" in violation of Article 63, paragraph 3.