Securities Investment Trust and Consulting Act Article 105

A person who, in operating securities investment trust business or fund custody business, violates Article 8, paragraph 1, with respect to the public or beneficiaries shall be punished by imprisonment for not less than 3 years and not more than 10 years, and may additionally be fined a criminal fine of not less than NT$10 million and not more than NT$200 millionA person who, in operating securities investment consulting businesses, discretionary investment business, discretionary investment custody businesses, or other businesses under this Act, violates Article 8, paragraph 1, with respect to the public or a customer(s) shall be punished by imprisonment for not less than one year and not more than seven years, and may additionally be fined a criminal fine of not more than NT$50 million.Any proceeds from the commission of a crime by an offender committing an offense under the preceding two paragraphs, other than that which shall be returned to a victim or a third party, shall be confiscated regardless of whether it belongs to the offender.