Securities Investment Trust and Consulting Act Article 104
Where a director, supervisor, managerial officer, or employee of a securities investment trust enterprise or securities investment consulting enterprise does anything in the course of executing their duties that violates this Act or other applicable acts or regulations, where sufficient to affect the normal execution of business, the Competent Authority may at any time order the enterprise to suspend such person from exercising business for up to one year or to dismiss such person from their position and, depending on the severity of the violation, may impose a sanction on the enterprise under the preceding article.
中文原文 證券投資信託及顧問法第104條
證券投資信託事業及證券投資顧問事業之董事、監察人、經理人或受僱人執行職務，有違反本法或其他有關法令之行為，足以影響業務之正常執行者，主管機關除得隨時命令該事業停止其一年以下執行業務或解除其職務外，並得視情節輕重，對該事業為前條所定之處分。