Regulations Governing the Organization and Mediation Procedures of Securities Investor and Futures Trader Protection Institution Mediation Committees Article 9
Under any of the following circumstances, a committee member shall automatically recuse him/herself from mediation proceedings:1.The committee member or the member's spouse is a party to the mediation matter or the agent of one of the parties.2.The committee member or committee member's spouse is related, by blood or marriage or within the second degree of kinship, to a party to the mediation or the director or supervisor of a party to the mediation.3.The committee member or the member's spouse has a relationship of joint obligee, joint obligor, or debtor with a party to the mediation.4.The committee member or the member's spouse is employed by a party to the mediation or at one of their affiliated enterprises, or are serving as that party's attorney, CPA, or in any position at their securities underwriting firm, or has left such position for less than one full year.5.Any other circumstance causing a committee member to doubt their capacity to carry out mediation in an independent and impartial manner.
中文原文 證券投資人及期貨交易人保護機構調處委員會組織及調處辦法第9條
調處委員遇有下列情形之一者，應自行迴避，不得執行調處：
一、本人或其配偶為該調處事件之當事人，或為該當事人之代理人。
二、本人或其配偶與調處當事人或其董事、監察人有二親等內之血親或姻親關係者。
三、本人或其配偶與該調處事件當事人有共同權利人、共同義務人或償還義務人之關係者。
四、本人或其配偶受僱於調處當事人或其關係企業，或擔任該調處當事人之律師、會計師或證券承銷商之任何職位，或解任未滿一年者。
五、有其他情形足使當事人認其有不能獨立、公正執行職務之虞者。
一、本人或其配偶為該調處事件之當事人，或為該當事人之代理人。
二、本人或其配偶與調處當事人或其董事、監察人有二親等內之血親或姻親關係者。
三、本人或其配偶與該調處事件當事人有共同權利人、共同義務人或償還義務人之關係者。
四、本人或其配偶受僱於調處當事人或其關係企業，或擔任該調處當事人之律師、會計師或證券承銷商之任何職位，或解任未滿一年者。
五、有其他情形足使當事人認其有不能獨立、公正執行職務之虞者。