Regulations Governing the Securities Investor and Futures Trader Protection Institution Article 25
Directors, supervisors, managers, and employees of the protection institution may not engage in any of the following acts:1. Using information gained through their position at the protection institution to directly or indirectly engage in securities or futures trading. 2. Disclosing a secret they have learned through their position at the protection institution in response to any inquiry other than those duly made in accordance with acts and regulations. 3. Engaging in borrowing or lending of funds or securities with anyone in a sales-related position. 4. Accepting or agreeing to accept improper benefits in connection with the performance of their duties, or in violation of their duties. 5. Any other conduct in violation of securities or futures acts or regulations, securities investment trust and consulting acts or regulations,or conduct not complying with prohibitions or requirements of FSC regulations.
中文原文 證券投資人及期貨交易人保護機構管理規則第25條
保護機構之董事、監察人、經理人及受雇人,不得有下列行為:
一、以職務上所知悉之消息,直接或間接從事有價證券或期貨之交易。
二、對非依法令所為之查詢,洩漏職務上所獲悉之秘密。
三、與業務有關人員有款項、有價證券之借貸情事。
四、對於職務上或違背職務之行為,要求期約或收受不正當利益。
五、其他違反證券、期貨管理法令、證券投資信託及顧問管理法令或本會規定應為或不得為之情事。
一、以職務上所知悉之消息,直接或間接從事有價證券或期貨之交易。
二、對非依法令所為之查詢,洩漏職務上所獲悉之秘密。
三、與業務有關人員有款項、有價證券之借貸情事。
四、對於職務上或違背職務之行為,要求期約或收受不正當利益。
五、其他違反證券、期貨管理法令、證券投資信託及顧問管理法令或本會規定應為或不得為之情事。