Regulations Governing Payment Operations of Securities Investor and Futures Trader Protection Funds Article 9

When any of the following circumstances apply with respect to compensation payable to securities investors or futures traders in accordance with the Act, the protection institution shall retain the funds and temporarily withhold payment:1. The securities investor or futures trader has been declared bankrupt and a bankruptcy administrator has not yet been selected.2. Arrangement for succession has not been completed after the decease of the securities investor or futures trader.3. Other circumstances under which payment may be stopped based on acts, regulations or legal relations.Under the circumstances below, the protection institution shall cease withholding the compensation amount retained in accordance with the preceding paragraph and compensate the securities investor, futures trader, or person entitled to the compensation:1. The securities investor or futures trader has been declared bankrupt and a bankruptcy administrator has been selected.2. Arrangement for succession has been completed after decease of the securities investor or futures trader.3. The extinguishment of other circumstances under which payment may be stopped based on acts, regulations, or legal relations.
中文原文 證券投資人及期貨交易人保護基金償付作業辦法第9條
依本辦法規定應償付證券投資人或期貨交易人之償付金額,有下列情形之一者,保護機構應將償付金額予以保留,暫不償付:
一、證券投資人或期貨交易人已受破產宣告尚未選任破產管理人者。
二、證券投資人或期貨交易人死亡尚未辦妥繼承者。
三、其他依法令或法律關係得停止支付者。
前項保留之償付金額有下列情形者,保護機構應解除保留,償付證券投資人、期貨交易人或其權利人:
一、證券投資人或期貨交易人受破產宣告而已選任破產管理人者。
二、證券投資人或期貨交易人死亡而其繼承人確定者。
三、其他依法令或法律關係停止支付之原因消滅者。

English translation for reference only; the Chinese text prevails. Not legal advice.