Regulations Governing Payment Operations of Securities Investor and Futures Trader Protection Funds Article 8
Under any of the following circumstances, no compensation will be paid to a securities investor or futures trader applying for compensation:1. Where fault attributable to a securities investor or futures trader causes financial difficulty and inability to pay on the part of a securities firm or futures commission merchant resulting in default, no compensation will be paid to the given securities investor or futures trader, or their spouse, minor children, or others in whose name the securities investor or futures trader has made trades.2. Other circumstances as approved by the FSC.
中文原文 證券投資人及期貨交易人保護基金償付作業辦法第8條
證券投資人或期貨交易人申請償付，有下列情事之一者，不予償付：
一、因可歸責之事由，致證券商或期貨商財務困難失卻清償能力而違約者，其本人、配偶、未成年子女及被其利用名義交易者。
二、其他經本會核定之事項。
一、因可歸責之事由，致證券商或期貨商財務困難失卻清償能力而違約者，其本人、配偶、未成年子女及被其利用名義交易者。
二、其他經本會核定之事項。