Regulations Governing the Declaration of Acquisition of Shares in Accordance with Article 43-1, Paragraph 1 of the Securities and Exchange Act Article 7
If there is any change in the following declared information, unless otherwise provided in these Regulations, an acquirer shall, within 2 days from the date of occurrence of such change, file a declaration with the Competent Authority covering the following information and make a public disclosure in accordance with paragraph 3:1. An increase or decrease in shareholding reaching 1 percent of the total number of issued shares of the acquiree company, where the increase or decrease in shareholding percentage also reaches 1 percent; the declaration and public disclosure obligations for such information shall continue until the shares individually or jointly acquired are 5 percent or less of the total issued shares of the acquiree company;2. If the acquirer is a company, any shareholder holding 5 percent or more of its shares, or any person who directly or indirectly controls any shareholder holding 5 percent or more of its shares.3. Purpose of acquisition of shares.4. Sources of funds.5. Number of shares expected to be further acquired within 1 year.6. Content of any plan to exercise share rights.The acquirer under the preceding paragraph shall include in the declaration a statement showing any change(s) between the presently and the previously declared total shareholdings.An acquirer that is a public company shall transmit the information required to be declared under the preceding 2 paragraphs to the MOPS within 2 days from the date of occurrence of such change, whereupon the acquirer is deemed to have completed the declaration and public disclosure. An acquirer that is not a public company shall deliver the information required to be declared under the preceding 2 paragraphs to the acquiree company within 2 days from the date of occurrence of such change, and the acquiree company shall then transmit the information to the MOPS on behalf of the acquirer on the same day of receiving the information.
中文原文 證券交易法第四十三條之一第一項取得股份申報辦法第7條
下列申報事項如有變動,除本辦法另有規定外,取得人應於事實發生之日起二日內,向主管機關依第三項規定申報下列事項及辦理公告:
一、所持有股份數額增、減數量達被取得股份之公司已發行股份總額百分之一,且持股比例增、減變動達百分之一時;上開申報及公告義務應繼續至單獨或共同取得股份降低至該公司已發行股份總額百分之五以下為止。
二、取得人為公司者,其持股百分之五以上之股東或直接、間接對於持股百分之五以上之股東具有控制權者。
三、取得股份之目的。
四、資金來源。
五、預計一年以內再取得股份之數額。
六、股權之行使計畫內容。
前項取得人應就本次與前一次申報持股總額之變動情形,併同申報。
取得人屬公開發行公司者,應於事實發生之日起二日內,將前二項應行申報事項傳輸至公開資訊觀測站後,即屬完成申報及公告;取得人非屬公開發行公司者,應於事實發生之日起二日內,將前二項應行申報事項送達被取得股份之公司,由被取得股份之公司於送達當日代為傳輸至公開資訊觀測站。
一、所持有股份數額增、減數量達被取得股份之公司已發行股份總額百分之一,且持股比例增、減變動達百分之一時;上開申報及公告義務應繼續至單獨或共同取得股份降低至該公司已發行股份總額百分之五以下為止。
二、取得人為公司者,其持股百分之五以上之股東或直接、間接對於持股百分之五以上之股東具有控制權者。
三、取得股份之目的。
四、資金來源。
五、預計一年以內再取得股份之數額。
六、股權之行使計畫內容。
前項取得人應就本次與前一次申報持股總額之變動情形,併同申報。
取得人屬公開發行公司者,應於事實發生之日起二日內,將前二項應行申報事項傳輸至公開資訊觀測站後,即屬完成申報及公告;取得人非屬公開發行公司者,應於事實發生之日起二日內,將前二項應行申報事項送達被取得股份之公司,由被取得股份之公司於送達當日代為傳輸至公開資訊觀測站。