Regulations Governing Stock Exchanges Article 41
The non-managerial associated persons shall not have any conditions specified in Article 54 of the Act and shall have one of the following qualifications:1. Graduate of college or above.2. Certified with the ordinary examination or the special examination equivalent to the ordinary examination or above.3. Have worked in the business department of a securities or financial institution(s) or in the financial or stock affairs department(s) of a listed company for 3 years or more.4. Have been registered as an associated person of a securities firm or received the certificate of passing the test for the associated person of a securities firm issued by the FSC.5. Have passed the test for the associated person of a securities firm held by SFI which is mandated by SDA.
中文原文 證券交易所管理規則第41條
證券交易所僱用非主管之業務人員，除不得有本法第五十四條所定各款之情事外，應具備左列資格之一：
一、大專以上學校畢業者。
二、普通考試或相當於普通考試以上之特種考試及格者。
三、曾任證券、金融機構之業務部門或上市證券發行公司財務、股務部門職務三年以上者。
四、曾登記為證券商業務員，或已取得本會核發之證券商業務員測驗合格證書者。
五、經全國證券商公會委託證基會舉辦之證券商業務員測驗合格者。
一、大專以上學校畢業者。
二、普通考試或相當於普通考試以上之特種考試及格者。
三、曾任證券、金融機構之業務部門或上市證券發行公司財務、股務部門職務三年以上者。
四、曾登記為證券商業務員，或已取得本會核發之證券商業務員測驗合格證書者。
五、經全國證券商公會委託證基會舉辦之證券商業務員測驗合格者。