Regulations Governing Stock Exchanges Article 34
In addition to handling appropriately, a stock exchange shall report the FSC the following matters:1. The centralized securities exchange market temporarily ceases part of the transactions of the market or closes the market due to sudden events of force majeure.2. Malfunctions or interruptions of the transaction system and the transaction information transmission system.3. Members, securities brokers and securities dealers fail to settle in time or are unable to settle.4. The confirmation and public handling status of the material information for listed companies.5. The monitoring and handling status of the centralized securities exchange market.6. Where there is major impact to its financial or business situation due to matters of litigation, non-litigation, administrative sanction, administrative litigation, commercial arbitration or settlement.7. Auditing result regarding the financial report of the securities firms and listed companies.8. Reviewing condition of financial and business condition of members, securities brokers and securities dealers.9. Other matters designated by the FSC which shall be reported to the FSC.In the event of any circumstance under subparagraphs 1 to 3 of the preceding paragraph, the stock exchange shall report to the FSC before the following day of the event. In the event of any circumstance under subparagraphs 4 to 6, the stock exchange shall report to the FSC within 5 days after the event takes place or after the handling finishes. And in the event of any circumstance under subparagraphs 7 and 8, the stock exchange shall report to the FSC the results of execution on a monthly basis.
中文原文 證券交易所管理規則第34條
證券交易所對左列規定情事，除應即為適當處置外，並應向本會申報備查：
一、集中交易市場因不可抗拒之偶發事故臨時停止當市之部分交易或集會之情事。
二、交易系統與交易資訊傳輸系統發生故障或中斷之情事。
三、會員或證券經紀商、證券自營商有逾時交割或交割不能之情事。
四、上市公司重大訊息查證及公開處理情形。
五、集中交易市場監視及處理情形。
六、因訴訟、非訟、行政處分、行政爭訟、商務仲裁或和解事件，對其財務或業務有重大影響者。
七、證券商、上市公司財務報告之審閱結果。
八、會員或證券經紀商、證券自營商之財務、業務查核情形。
九、其他經本會規定應行申報備查之事項。
前項第一款至第三款之事項，應於事實發生之次日前向本會申報；第四款至第六款之事項，應於知悉事實發生或處理完成後五日內，向本會申報；第七款至第八款之事項，應將執行結果按月彙報本會。
一、集中交易市場因不可抗拒之偶發事故臨時停止當市之部分交易或集會之情事。
二、交易系統與交易資訊傳輸系統發生故障或中斷之情事。
三、會員或證券經紀商、證券自營商有逾時交割或交割不能之情事。
四、上市公司重大訊息查證及公開處理情形。
五、集中交易市場監視及處理情形。
六、因訴訟、非訟、行政處分、行政爭訟、商務仲裁或和解事件，對其財務或業務有重大影響者。
七、證券商、上市公司財務報告之審閱結果。
八、會員或證券經紀商、證券自營商之財務、業務查核情形。
九、其他經本會規定應行申報備查之事項。
前項第一款至第三款之事項，應於事實發生之次日前向本會申報；第四款至第六款之事項，應於知悉事實發生或處理完成後五日內，向本會申報；第七款至第八款之事項，應將執行結果按月彙報本會。