Regulations Governing Stock Exchanges Article 33
A stock exchange shall report to the FSC in the event of the following matters:1. The centralized securities exchange market has been closed for more than 1 business day as a result of the occurrence of sudden events of force majeure or the reopening after such events.2. The responsible person or associated person of a stock exchange, its members, securities dealers and securities brokers has been involved in litigation or has been sentenced as a result of performing duties or has become bankrupt, or becomes the debtor in a compulsory enforcement proceeding, or the checks issued by the preceding person have been bounced by banks, or the banks have refused to deal with such person or such person shall be sanctioned by removing from office in accordance with the Act.3. The joining or withdrawal of members .4. The establishment, modification or termination of the contract of utilizing the centralized securities exchange market between securities dealers or brokers and the stock exchange.5. The sanctions taken against members, securities dealers, and securities brokers in accordance with Article 110 or 133 of the Act except sanctions of expulsion and terminating the contract.6. The use of the settlement and clearing fund deposited by securities firms in the stock exchange.7. Resolutions of the meeting of board of directors.8. Cooperation agreement or memorandum signed with foreign stock exchange, self-disciplinary organization or other institution.9. Other matters designated by the FSC as matters which shall be reported to the FSC.
中文原文 證券交易所管理規則第33條
證券交易所有左列情事之一者，應即申報本會核備：
一、集中交易市場因不可抗拒之偶發事故停止超過一個營業日之集會或回復集會。
二、證券交易所、會員及證券自營商、證券經紀商之負責人或業務人員因執行職務涉訟或受訴訟上之判決或為破產人、強制執行人之債務人，或有銀行退票，拒絕往來之情事或依證券交易法應受解除職務之處分者。
三、會員入會或退會。
四、證券自營商或證券經紀商與證券交易所間，關於有價證券集中交易市場使用契約之訂立、變更、或終止。
五、依本法第一百一十條或一百三十三條之規定，對會員或證券自營商、證券經紀商所為除名或終止契約以外之處分。
六、證券商存置於證券交易所之交割結算基金運用情形。
七、董事會之決議。
八、與外國交易所、自律組織或其他機構簽訂合作協議或備忘錄。
九、其他經本會指定應行申報核備之事項。
一、集中交易市場因不可抗拒之偶發事故停止超過一個營業日之集會或回復集會。
二、證券交易所、會員及證券自營商、證券經紀商之負責人或業務人員因執行職務涉訟或受訴訟上之判決或為破產人、強制執行人之債務人，或有銀行退票，拒絕往來之情事或依證券交易法應受解除職務之處分者。
三、會員入會或退會。
四、證券自營商或證券經紀商與證券交易所間，關於有價證券集中交易市場使用契約之訂立、變更、或終止。
五、依本法第一百一十條或一百三十三條之規定，對會員或證券自營商、證券經紀商所為除名或終止契約以外之處分。
六、證券商存置於證券交易所之交割結算基金運用情形。
七、董事會之決議。
八、與外國交易所、自律組織或其他機構簽訂合作協議或備忘錄。
九、其他經本會指定應行申報核備之事項。