Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area Article 24-3
A Taiwan-area FCM that meets the conditions of each of the following subparagraphs may apply to the competent authority for permission for investment by the Taiwan-area FCM or its third-region subsidiary in a futures subsidiary in the Mainland Area:1. Its net worth stated in the financial report for the most recent period, audited or reviewed by a CPA, is greater than NT$1 billion, and it furthermore has net worth per share no lower than par value.2. It is legally compliant, soundly operating, and has not received any material disposition or sanction, or has received a material disposition or sanction but the circumstances of the violation have been concretely improved and the improvement has been recognized by the competent authority.3. In the most recent year, the monthly simple arithmetic mean of the percentage of its adjusted net capital to the total amount of customer margins required for the open positions of futures traders may not have been lower than 40 percent in any month.4. It has professional experience in international futures business
中文原文 臺灣地區與大陸地區證券期貨業務往來及投資許可管理辦法第24-3條
臺灣地區期貨商符合下列各款規定者，得向主管機關申請許可，由臺灣地區期貨商或其第三地區子公司，在大陸地區投資期貨子公司：
一、最近期經會計師查核或核閱之財務報告淨值高於新臺幣十億元，且每股淨值不低於面額。
二、守法、健全經營，且未受重大處分或處置，或受重大處分或處置而其違法情事已具體改善並經主管機關認可。
三、最近一年調整後淨資本額占期貨交易人未沖銷部位所需之客戶保證金總額比例之月簡單算術平均數，每月均不得低於百分之四十。
四、具備國際期貨業務專業經驗。
一、最近期經會計師查核或核閱之財務報告淨值高於新臺幣十億元，且每股淨值不低於面額。
二、守法、健全經營，且未受重大處分或處置，或受重大處分或處置而其違法情事已具體改善並經主管機關認可。
三、最近一年調整後淨資本額占期貨交易人未沖銷部位所需之客戶保證金總額比例之月簡單算術平均數，每月均不得低於百分之四十。
四、具備國際期貨業務專業經驗。