Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area Article 23
When a Taiwan-area securities firm or third-region subsidiary has made equity investment after receiving permission from the competent authority, it shall undertake the following matters except when otherwise provided by the competent authority:1. Submission to the competent authority, within 15 days after the end of each quarter, of an operations report on the Mainland-area securities or futures institution (to include status of operations, revenues and expenditures, and a benefit assessment).2. Submission, along with the monthly accounting summary, of a report on the operational status of the Mainland-area securities or futures institution.3. Reporting of basic company information on the Mainland-area securities or futures institution through the competent authority's designated information-reporting system.4. Other information or documentation to be submitted pursuant to the regulations of the competent authority.
中文原文 臺灣地區與大陸地區證券期貨業務往來及投資許可管理辦法第23條
臺灣地區證券商或其第三地區子公司經主管機關許可參股投資者，除主管機關另有規定外，臺灣地區證券商應依下列規定辦理：
一、每季終了後十五日內向主管機關提交所投資大陸地區證券、期貨機構之業務報告（含業務辦理情形、收支狀況、效益評估等）。
二、於每月申報月計表時，應併同檢送所投資大陸地區證券、期貨機構之營運狀況。
三、於主管機關指定之資訊申報系統填報投資大陸地區證券、期貨機構之基本資料。
四、主管機關規定應提出之其他資料或文件。
一、每季終了後十五日內向主管機關提交所投資大陸地區證券、期貨機構之業務報告（含業務辦理情形、收支狀況、效益評估等）。
二、於每月申報月計表時，應併同檢送所投資大陸地區證券、期貨機構之營運狀況。
三、於主管機關指定之資訊申報系統填報投資大陸地區證券、期貨機構之基本資料。
四、主管機關規定應提出之其他資料或文件。