Regulations Governing Futures Advisory Enterprises Article 21

Law:: Regulations Governing Futures Advisory Enterprises
Chinese:: 期貨顧問事業管理規則第21條

A managerial officer executing the business defined in Article 4 or an associated person engaging in the consulting services of Article 4, subparagraph 1 shall possess one of the following qualifications:1. Qualification as a futures trading analyst.2. Qualification as an associated person of a futures commission merchant in accordance with Article 5, subparagraphs 1 to 3 of the Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants, and also has work experience meeting one of the following criteria:A. Has engaged in securities- or futures-related work at a securities or futures institution for a period of two years or more.B. Four years or more of work experience, with a good performance record, in a professional field such as information, technology, law, e-commerce, or digital economy.Any personnel of a futures advisory enterprise who engage in futures trading analysis over any broadcast media shall possess the qualification of subparagraph 1 of the preceding paragraph.

中文原文期貨顧問事業管理規則第21條

執行第四條所定業務之經理人及從事第四條第一款顧問服務之業務員，應具備下列條件之一：
一、取得期貨交易分析人員資格者。
二、依期貨商負責人及業務員管理規則第五條第一款至第三款規定，取得期貨商業務員資格，並具下列工作經驗之一：
（一）在證券或期貨機構從事證券或期貨相關工作經驗二年以上者。
（二）從事資訊、科技、法律、電子商務或數位經濟等專業領域之工作經驗四年以上，成績優良者。
期貨顧問事業於各種傳播媒體從事期貨交易分析之人員，應具備前項第一款資格條件。

English translation for reference only; the Chinese text prevails. Not legal advice.