Standards Governing the Establishment of Futures Advisory Enterprises Article 10
When a foreign futures broker's branch unit within the ROC has obtained permission from its head office and a declaration is also issued by the head office that it is allowed to operate futures advisory business in its home country, the foreign futures broker may apply for concurrent operation of a futures advisory enterprise by a branch unit in the ROC.When a foreign futures broker applies for concurrent operation of a futures advisory enterprise by a branch unit in the ROC, it shall submit a certified copy of the minutes of the relevant board of directors meeting and a power of attorney for the designated representative appointed to handle the application for concurrent operation of the futures advisory enterprise.In applications by a futures broker for the concurrent operation of a futures advisory enterprise by a branch unit within the ROC, the provisions of Article 11 through Article 13 shall apply, and in addition, the provisions regarding application by a futures broker for concurrent operation of a futures advisory enterprise shall apply mutatis mutandis.When a foreign futures broker's branch unit within the ROC only engages in sub-brokered foreign futures trading business and does not accept orders from individual futures traders, it may apply to concurrently operate a futures advisory enterprise, provided that when it engages in the business specified under Article 2, paragraph 1, subparagraphs 1 and 2 of the Regulations Governing Futures Advisory Enterprises, the scope of such business shall be restricted to foreign futures trading only, and its advisory services may be provided only to futures enterprises.The qualifications that must be possessed by a foreign futures broker in order to apply for concurrent operation of a futures advisory enterprise by its branch unit within the ROC, and the documents and procedures necessary for its application for an approval and a certificate of license, shall be as prescribed in Articles 11 through 13, and in addition, the provisions of paragraphs 1 and 2 and the provisions regarding a securities broker's application for concurrent operation of a futures advisory enterprise shall apply mutatis mutandis.
中文原文 期貨顧問事業設置標準第10條
外國期貨經紀商在中華民國境內設立之分支機構經其總公司准許，並由總公司出具其於本國係得經營期貨顧問業務之聲明書者，該外國期貨經紀商得申請其在中華民國境內設立之分支機構兼營期貨顧問事業。
外國期貨經紀商申請其在中華民國境內設立之分支機構兼營期貨顧問事業，應提出董事會決議錄簽證本及指定代理人辦理申請兼營所簽發之授權書。
外國期貨經紀商申請其在中華民國境內設立之分支機構兼營期貨顧問事業者，除第十一條至第十三條規定外，準用期貨經紀商申請兼營期貨顧問事業之規定。
外國期貨經紀商在中華民國境內設立之分支機構僅經營國外期貨交易複委託業務，而不接受個別期貨交易人委託者，得申請兼營期貨顧問事業，但其經營期貨顧問事業管理規則第二條第一項第一款及第二款業務時，其範圍限於國外期貨交易，且其顧問服務對象限於期貨業。
外國證券經紀商得申請其在中華民國境內設立之分支機構兼營期貨顧問事業，其應具備之條件及申請許可與許可證照之書件與相關程序，除第十一條至第十三條規定外，準用第一項、第二項及證券經紀商申請兼營期貨顧問事業之規定。
外國期貨經紀商申請其在中華民國境內設立之分支機構兼營期貨顧問事業，應提出董事會決議錄簽證本及指定代理人辦理申請兼營所簽發之授權書。
外國期貨經紀商申請其在中華民國境內設立之分支機構兼營期貨顧問事業者，除第十一條至第十三條規定外，準用期貨經紀商申請兼營期貨顧問事業之規定。
外國期貨經紀商在中華民國境內設立之分支機構僅經營國外期貨交易複委託業務，而不接受個別期貨交易人委託者，得申請兼營期貨顧問事業，但其經營期貨顧問事業管理規則第二條第一項第一款及第二款業務時，其範圍限於國外期貨交易，且其顧問服務對象限於期貨業。
外國證券經紀商得申請其在中華民國境內設立之分支機構兼營期貨顧問事業，其應具備之條件及申請許可與許可證照之書件與相關程序，除第十一條至第十三條規定外，準用第一項、第二項及證券經紀商申請兼營期貨顧問事業之規定。