Regulations Governing Managed Futures Enterprises Article 64
Where there is any suspicion of a violation of a futures law or regulation by a responsible person, associated person, or other personnel at a managed futures enterprise, or in response to inquiries regarding execution of duties and related matters, such persons shall proceed to the office of the Competent Authority to explain or provide written materials within the time period prescribed by the Competent Authority.
中文原文 期貨經理事業管理規則第64條
期貨經理事業負責人、業務員及其他從業人員涉嫌違反期貨管理法令,或就執行職務相關事項之查詢,應於主管機關所定期間內,到主管機關辦公處所說明或提出書面報告資料。