Regulations Governing Managed Futures Enterprises Article 51

A managerial officer that executes business as set out in Article 7 and an associated person that makes trading decisions for discretionary futures trading business as set out in Article 7, subparagraph 1, unless otherwise provided by the Competent Authority, shall possess one of the following qualifications:1. Qualified as a futures trading analyst.2. Qualified as an associated person of a futures commission merchant pursuant to Article 5, subparagraphs 1 to 3 of the Personnel Regulations and also has work experience meeting one of the following criteria:A.Three or more years of experience engaging in securities or futures-related work at a securities or futures institution.B.Six years or more of work experience, with a good performance record, in a professional field such as information, technology, law, e-commerce, or digital economy.If a person making trading decisions referred to in the preceding paragraph makes decisions regarding investment in futures-related spot commodities, the person shall possess futures-related spot commodity investment knowledge or experience, and shall participate in pre-service and in-service futures-related spot commodity training held by an institution designated by the Competent Authority.